Senior Compliance Infrastructure Specialist
Job#: 2044235
Job Description:
Client: Top 5 Bank
Duration: 6 month contract - high possibility of extension
Location: Downtown Toronto, 1-2 days/week
Job Description: We are seeking an experienced Senior Compliance Infrastructure Specialist to join our client; a top 5 bank in Downtown Toronto. This role is critical in supporting our efforts to build a robust compliance framework that meets regulatory requirements.
Key Responsibilities:
- Develop and implement key control tests: As per Enterprise Testing (ET) guidance, you will be responsible for designing and executing key control tests. Your expertise will ensure compliance with industry standards and regulatory mandates.
- Enhance existing processes: Collaborate with cross-functional teams to enhance operational processes. Your contributions will streamline testing procedures and improve overall efficiency.
- Central repository management: Build and maintain a central repository for testing documentation. This repository will serve as a valuable resource for the entire organization.
- Enterprise-wide testing: Conduct comprehensive testing around business controls, focusing on all non-financial risks. Your insights will contribute to risk mitigation strategies.
- Infrastructure design: Collaborate with data science and engineering teams to design infrastructure capable of effective risk assessment within the first line of defense.
- Audit automation and standardization: Identify gaps in current audit automation infrastructure and propose solutions for improvement. Standardize procedure documentation to ensure consistency across business units.
Qualifications:
- Proven experience in compliance risk space: You should have a strong background in compliance risk within the financial industry.
- Building compliance frameworks: Experience in building compliance frameworks from scratch is essential. RSA certification would be advantageous.
- Process enhancement: Expertise in process enhancement and implementation of centralized systems for operational efficiency.
- Regulatory understanding: Solid understanding of regulatory requirements related to monitoring and testing controls.
- Critical review skills: Ability to critically review existing infrastructures and translate findings into standardized formats for broader application.
EEO Employer
Apex Systems is an equal opportunity employer. We do not discriminate or allow discrimination on the basis of race, color, religion, creed, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), age, sexual orientation, gender identity, national origin, ancestry, citizenship, genetic information, registered domestic partner status, marital status, disability, status as a crime victim, protected veteran status, political affiliation, union membership, or any other characteristic protected by law. Apex will consider qualified applicants with criminal histories in a manner consistent with the requirements of applicable law. If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation in using our website for a search or application, please contact our Employee Services Department at [email protected] or 844-463-6178.
Apex Systems is a world-class IT services company that serves thousands of clients across the globe. When you join Apex, you become part of a team that values innovation, collaboration, and continuous learning. We offer quality career resources, training, certifications, development opportunities, and a comprehensive benefits package. Our commitment to excellence is reflected in many awards, including ClearlyRated's Best of Staffing® in Talent Satisfaction in the United States and Great Place to Work® in the United Kingdom and Mexico.